Financial services and capital markets represent a core practice area of Jie Hua Law Firm.
Jie Hua’s financial services practice serves major financial institutions including banks, insurance companies, trust companies and non-bank financial institutions. In capital markets, we have established outstanding credentials in public company M&A transactions, securities compliance, and investor dispute mediation.
Our practice group comprises securities and financial attorneys with strong academic backgrounds and extensive practical experience. Multiple members of our practice group serve as independent directors of listed companies and mediators for the Shanghai Securities, Funds and Futures Dispute Joint Mediation Committee. Our attorneys have held committee positions in various specialized committees of the Shanghai Bar Association, including the Securities Committee, Fund Committee, and Non-Bank Financial Institutions Committee.
Core Business
Financial Services
- Pre-lending compliance and due diligence and post-lending dispute resolution for commercial loans, syndicated loans, and M&A loans
- Compliance services for letters of credit, guarantees, and factoring operations
- Legal services for financial institutions' creditor rights protection, structured debt restructuring, non-performing asset disposal, and financial crisis management
- Legal services for credit asset securitization
- Legal services for financial derivatives trading
- General counsel services for financial institutions
- Assistance to financial institutions in business compliance review and risk identification, and establishment of risk prevention system
- Dispute resolution for financial innovation business
- Compliance review and dispute resolution for financial leasing, factoring, and supply chain finance
- Assistance in compliance management for consumer finance institutions
Capital Markets
- Legal services for pre-listing restructuring and reorganization
- Legal services for domestic securities issuance and listing
- General counsel services for private equity funds
- Legal services for listed companies in asset acquisition, refinancing, and major asset restructuring
- Legal services for listed companies in equity incentives and employee stock ownership plans
- Legal services for corporate governance and compliance management
- Legal opinions for corporate bond issuance
- Legal services for asset securitization
- Legal services for securities market disputes between companies and investors
